SEC FORM
4
SEC Form 4
FORM 4 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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OMB APPROVAL |
OMB Number: |
3235-0287 |
Estimated average burden |
hours per response: |
0.5 |
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b). |
1. Name and Address of Reporting Person*
C/O VISTAPRINT USA, INCORPORATED |
100 HAYDEN AVE |
(Street)
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2. Issuer Name and Ticker or Trading Symbol
VISTAPRINT LTD
[ VPRT ]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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Director |
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10% Owner |
X |
Officer (give title below) |
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Other (specify below) |
Executive VP and CMO |
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3. Date of Earliest Transaction
(Month/Day/Year) 10/09/2006
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4. If Amendment, Date of Original Filed
(Month/Day/Year)
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6. Individual or Joint/Group Filing (Check Applicable Line)
X |
Form filed by One Reporting Person |
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Form filed by More than One Reporting Person |
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned |
1. Title of Security (Instr.
3)
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2. Transaction Date
(Month/Day/Year) |
2A. Deemed Execution Date, if any
(Month/Day/Year) |
3. Transaction Code (Instr.
8)
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4. Securities Acquired (A) or Disposed Of (D) (Instr.
3, 4 and 5)
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5.
Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr.
3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr.
4)
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7. Nature of Indirect Beneficial Ownership (Instr.
4)
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Code |
V |
Amount |
(A) or (D) |
Price |
Common Shares |
10/09/2006 |
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M
|
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25,000 |
A |
$1.11
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29,000 |
D |
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Common Shares |
10/09/2006 |
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S |
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100 |
D |
$25
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28,900
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D |
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Common Shares |
10/09/2006 |
|
S |
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199 |
D |
$25.01
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28,701 |
D |
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Common Shares |
10/09/2006 |
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S |
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179 |
D |
$25.02
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28,522 |
D |
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Common Shares |
10/09/2006 |
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S |
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101 |
D |
$25.03
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28,421 |
D |
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Common Shares |
10/09/2006 |
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S |
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400 |
D |
$25.04
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28,021 |
D |
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Common Shares |
10/09/2006 |
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S |
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600 |
D |
$25.06
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27,421 |
D |
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Common Shares |
10/09/2006 |
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S |
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121 |
D |
$25.07
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27,300 |
D |
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Common Shares |
10/09/2006 |
|
S |
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297 |
D |
$25.08
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27,003 |
D |
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Common Shares |
10/09/2006 |
|
S |
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800 |
D |
$25.09
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26,203 |
D |
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Common Shares |
10/09/2006 |
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S |
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200 |
D |
$25.1
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26,003 |
D |
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Common Shares |
10/09/2006 |
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S |
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500 |
D |
$25.11
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25,503 |
D |
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Common Shares |
10/09/2006 |
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S |
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100 |
D |
$25.12
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25,403 |
D |
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Common Shares |
10/09/2006 |
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S |
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3 |
D |
$25.14
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25,400 |
D |
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Common Shares |
10/09/2006 |
|
S |
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900 |
D |
$25.15
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24,500 |
D |
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Common Shares |
10/09/2006 |
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S |
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300 |
D |
$25.16
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24,200 |
D |
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Common Shares |
10/09/2006 |
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S |
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500 |
D |
$25.17
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23,700 |
D |
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Common Shares |
10/09/2006 |
|
S |
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111 |
D |
$25.18
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23,589 |
D |
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Common Shares |
10/09/2006 |
|
S |
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189 |
D |
$25.19
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23,400 |
D |
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Common Shares |
10/09/2006 |
|
S |
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600 |
D |
$25.2
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22,800 |
D |
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Common Shares |
10/09/2006 |
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S |
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100 |
D |
$25.22
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22,700 |
D |
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Common Shares |
10/09/2006 |
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S |
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500 |
D |
$25.24
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22,200 |
D |
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Common Shares |
10/09/2006 |
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S |
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500 |
D |
$25.25
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21,700 |
D |
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Common Shares |
10/09/2006 |
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S |
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100 |
D |
$25.27
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21,600 |
D |
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Common Shares |
10/09/2006 |
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S |
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100 |
D |
$25.28
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21,500 |
D |
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Common Shares |
10/09/2006 |
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S |
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100 |
D |
$25.29
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21,400 |
D |
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Common Shares |
10/09/2006 |
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S |
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600 |
D |
$25.3
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20,800 |
D |
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Common Shares |
10/09/2006 |
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S |
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300 |
D |
$25.31
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20,500 |
D |
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Common Shares |
10/09/2006 |
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S |
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100 |
D |
$25.32
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20,400 |
D |
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Common Shares |
10/09/2006 |
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S |
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200 |
D |
$25.33
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20,200 |
D |
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Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivative Security (Instr.
3)
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2. Conversion or Exercise Price of Derivative Security
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3. Transaction Date
(Month/Day/Year) |
3A. Deemed Execution Date, if any
(Month/Day/Year) |
4. Transaction Code (Instr.
8)
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5.
Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr.
3, 4 and 5)
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6. Date Exercisable and Expiration Date
(Month/Day/Year) |
7. Title and Amount of Securities Underlying Derivative Security (Instr.
3 and 4)
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8. Price of Derivative Security (Instr.
5)
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9.
Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr.
4)
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10. Ownership Form: Direct (D) or Indirect (I) (Instr.
4)
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11. Nature of Indirect Beneficial Ownership (Instr.
4)
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Code |
V |
(A) |
(D) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Common Shares |
$1.11
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10/09/2006 |
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M
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25,000 |
08/01/2005 |
08/01/2011 |
Common Shares |
25,000 |
$0
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13,100 |
D |
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Explanation of Responses: |
Remarks: |
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/s/ Lawrence A. Gold as Attorney in Fact for Janet Holian |
10/11/2006 |
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** Signature of Reporting Person |
Date |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. |
* If the form is filed by more than one reporting person,
see
Instruction
4
(b)(v). |
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure. |
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |
rrd116548_131330.html
VISTAPRINT LIMITED
LIMITED POWER OF ATTORNEY
FOR SECTION 16 REPORTING OBLIGATIONS
Know all by these presents, that the undersigned hereby makes, constitutes and appoints each of Robert S.
Keane, Harpreet Grewal, Lawrence Gold, and Michael Giannetto, signing singly and each acting individually, as the
undersigned's true and lawful attorney-in-fact with full power and authority as hereinafter described to:
(1) execute for and on behalf of the undersigned, in the undersigned's capacity as an executive officer
and/or director of VistaPrint Limited (the "Company"), Forms 3, 4, and 5 (including any amendments thereto) in
accordance with Section 16(a) of the Securities Exchange Act of 1934 and the rules thereunder (the "Exchange
Act");
(2) do and perform any and all acts for and on behalf of the undersigned which may be necessary or
desirable to prepare, complete and execute any such Form 3, 4, or 5, prepare, complete and execute any amendment
or amendments thereto, and timely deliver and file such form with the United States Securities and Exchange
Commission and any stock exchange or similar authority;
(3) seek or obtain, as the undersigned's representative and on the undersigned's behalf, information
regarding transactions in the Company's securities from any third party, including brokers, employee benefit plan
administrators and trustees, and the undersigned hereby authorizes any such person to release any such information
to such attorney-in-fact and approves and ratifies any such release of information; and
(4) take any other action of any type whatsoever in connection with the foregoing which, in the
opinion of such attorney-in-fact, may be of benefit to, in the best interest of, or legally required by, the undersigned,
it being understood that the documents executed by such attorney-in-fact on behalf of the undersigned pursuant to
this Power of Attorney shall be in such form and shall contain such terms and conditions as such attorney-in-fact
may approve in such attorney-in-fact's discretion.
The undersigned hereby grants to each such attorney-in-fact full power and authority to do and perform any
and every act and thing whatsoever requisite, necessary, or proper to be done in the exercise of any of the rights and
powers herein granted, as fully to all intents and purposes as the undersigned might or could do if personally present,
with full power of substitution or revocation, hereby ratifying and confirming all that such attorney-in-fact, or such
attorney-in-fact's substitute or substitutes, shall lawfully do or cause to be done by virtue of this power of attorney
and the rights and powers herein granted. The undersigned acknowledges that the foregoing attorneys-in-fact, in
serving in such capacity at the request of the undersigned, are not assuming nor relieving, nor is the Company
assuming nor relieving, any of the undersigned's responsibilities to comply with Section 16 of the Exchange Act.
The undersigned acknowledges that neither the Company nor the foregoing attorneys-in-fact assume (i) any liability
for the undersigned's responsibility to comply with the requirement of the Exchange Act, (ii) any liability of the
undersigned for any failure to comply with such requirements, or (iii) any obligation or liability of the undersigned
for profit disgorgement under Section 16(b) of the Exchange Act.
This Power of Attorney shall remain in full force and effect until the undersigned is no longer required to
file Forms 3, 4, and 5 with respect to the undersigned's holdings of and transactions in securities issued by the
Company, unless earlier revoked by the undersigned in a signed writing delivered to the foregoing attorneys-in-fact.
IN WITNESS WHEREOF, the undersigned has caused this Power of Attorney to be executed as of this 2nd
day of October, 2006.
/s/ Janet Holian
Signature
Janet Holian
Print Name