SEC FORM 4 SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
 
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
Baumgartner Florian

(Last) (First) (Middle)
C/O CIMPRESS PLC, FIRST FLOOR BUILDING 3
FINNABAIR BUSINESS & TECHNOLOGY PARK

(Street)
DUNDALK, CO. LOUTH, IRELAND

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
CIMPRESS plc [ CMPR ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
EVP and CEO, Vista
3. Date of Earliest Transaction (Month/Day/Year)
04/15/2024
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Rule 10b5-1(c) Transaction Indication

X
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Ordinary Shares 04/15/2024 M 8,263 A $0(1) 37,623 D
Ordinary Shares 04/15/2024 M 1,025 A $0(1) 38,648 D
Ordinary Shares 04/15/2024 F 4,412 D $93.19 34,236 D
Ordinary Shares 04/15/2024 S 1,330(2) D $91.3339(3) 32,906 D
Ordinary Shares 04/15/2024 S 2,125(2) D $92.2087(4) 30,781 D
Ordinary Shares 04/15/2024 S 655(2) D $93.2717(5) 30,126 D
Ordinary Shares 04/15/2024 S 322(2) D $94.072(6) 29,804 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Share Units (right to acquire) $0(1) 04/15/2024 M 8,263 04/15/2023(7) 04/15/2026 Ordinary Shares 8,263 $0 16,527 D
Restricted Share Units (right to acquire) $0(1) 04/15/2024 M 1,025 01/15/2024(8) 01/15/2027 Ordinary Shares 1,025 $0 11,281 D
Explanation of Responses:
1. The shares acquired represent the number of shares that automatically vested pursuant to a grant of restricted share units (RSUs). Each RSU represents Cimpress' commitment to issue one ordinary share.
2. This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person on December 14, 2023.
3. The price range for sales of these shares was between $90.76 and $91.74 per share. Upon appropriate request, the reporting person will provide full information regarding the number of shares sold at each separate price.
4. The price range for sales of these shares was between $91.77 and $92.745 per share. Upon appropriate request, the reporting person will provide full information regarding the number of shares sold at each separate price.
5. The price range for sales of these shares was between $92.80 and $93.66 per share. Upon appropriate request, the reporting person will provide full information regarding the number of shares sold at each separate price.
6. The price range for sales of these shares was between $93.795 and $94.48 per share. Upon appropriate request, the reporting person will provide full information regarding the number of shares sold at each separate price.
7. These RSUs vest over a four year period: 25% of the original number of shares vest on the Date Exercisable in Table II and 25% vest per year thereafter.
8. These RSUs vest over a four year period: 25% of the original number of shares vest on the Exercisable Date show in Table II and 6.25% vest per quarter thereafter.
Remarks:
/s/Kathryn L. Leach, as attorney-in-fact for Florian Baumgartner 04/15/2024
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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